|
ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN
|
2011
|
364259848
|
2012-10-11
|
ROTH CORPORATION
|
53
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1967-12-09
|
| Business code |
423990
|
| Sponsor’s telephone number |
3033739090
|
| Plan
sponsor’s DBA name |
ROTH DISTRIBUTING
|
| Plan sponsor’s mailing address |
17801 EAST 40TH AVENUE, AURORA, CO, 80011
|
| Plan sponsor’s
address |
17801 EAST 40TH AVENUE, AURORA, CO, 80011
|
Plan administrator’s name and address
| Administrator’s EIN |
364259848 |
| Plan administrator’s name |
ROTH CORPORATION |
| Plan administrator’s
address |
17801 EAST 40TH AVENUE, AURORA, CO, 80011 |
| Administrator’s telephone number |
3033739090 |
Number of participants as of the end of the plan year
| Active participants |
45 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
4 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
49 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
GARY STOKER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN
|
2010
|
364259848
|
2011-10-14
|
ROTH CORPORATION
|
58
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1967-12-09
|
| Business code |
423990
|
| Sponsor’s telephone number |
3033739090
|
| Plan
sponsor’s DBA name |
ROTH DISTRIBUTING COMPANY
|
| Plan sponsor’s mailing address |
17801 EAST 40TH AVENUE, AURORA, CO, 80011
|
| Plan sponsor’s
address |
17801 EAST 40TH AVENUE, AURORA, CO, 80011
|
Plan administrator’s name and address
| Administrator’s EIN |
364259848 |
| Plan administrator’s name |
ROTH CORPORATION |
| Plan administrator’s
address |
17801 EAST 40TH AVENUE, AURORA, CO, 80011 |
| Administrator’s telephone number |
3033739090 |
Number of participants as of the end of the plan year
| Active participants |
51 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
2 |
| Number of
participants
with
account balances as of the end of the plan year |
53 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-14 |
| Name of individual signing |
GARY STOKER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN
|
2010
|
364259848
|
2011-10-14
|
ROTH CORPORATION
|
58
|
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1967-12-09
|
| Business code |
423990
|
| Sponsor’s telephone number |
3033739090
|
| Plan
sponsor’s DBA name |
ROTH DISTRIBUTING COMPANY
|
| Plan sponsor’s mailing address |
17801 EAST 40TH AVENUE, AURORA, CO, 80011
|
| Plan sponsor’s
address |
17801 EAST 40TH AVENUE, AURORA, CO, 80011
|
Plan administrator’s name and address
| Administrator’s EIN |
364259848 |
| Plan administrator’s name |
ROTH CORPORATION |
| Plan administrator’s
address |
17801 EAST 40TH AVENUE, AURORA, CO, 80011 |
| Administrator’s telephone number |
3033739090 |
Number of participants as of the end of the plan year
| Active participants |
51 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
2 |
| Number of
participants
with
account balances as of the end of the plan year |
53 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Employer/plan sponsor |
| Date |
2011-10-14 |
| Name of individual signing |
GARY STOKER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN
|
2009
|
364259848
|
2010-07-20
|
ROTH CORPORATION
|
73
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1967-12-09
|
| Business code |
423990
|
| Sponsor’s telephone number |
3033739090
|
| Plan
sponsor’s DBA name |
ROTH DISTRIBUTING COMPANY
|
| Plan sponsor’s mailing address |
17801 EAST 40TH AVE, AURORA, CO, 80011
|
| Plan sponsor’s
address |
17801 EAST 40TH AVE, AURORA, CO, 80011
|
Plan administrator’s name and address
| Administrator’s EIN |
364259848 |
| Plan administrator’s name |
ROTH CORPORATION |
| Plan administrator’s
address |
17801 EAST 40TH AVE, AURORA, CO, 80011 |
| Administrator’s telephone number |
3033739090 |
Number of participants as of the end of the plan year
| Active participants |
54 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
3 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
| Number of
participants
with
account balances as of the end of the plan year |
58 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-07-20 |
| Name of individual signing |
DAVID KREIDER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
