|
CONFLUENCE FINANCIAL ADVISORS, LLC 401(K) PLAN
|
2018
|
474381561
|
2019-12-17
|
CONFLUENCE FINANCIAL ADVISORS, LLC
|
6
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2016-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
3034495552
|
| Plan sponsor’s
address |
3800 ARAPAHOE AVE, STE 210, BOULDER, CO, 80303
|
Signature of
| Role |
Plan administrator |
| Date |
2019-12-17 |
| Name of individual signing |
JUDITH MCNARY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
CONFLUENCE FINANCIAL ADVISORS, LLC 401(K) PLAN
|
2018
|
474381561
|
2019-07-11
|
CONFLUENCE FINANCIAL ADVISORS, LLC
|
5
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2016-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
3034495552
|
| Plan sponsor’s
address |
3800 ARAPAHOE AVE, STE 210, BOULDER, CO, 80303
|
Signature of
| Role |
Plan administrator |
| Date |
2019-07-11 |
| Name of individual signing |
JUDITH MCNARY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
CONFLUENCE FINANCIAL ADVISORS, LLC 401(K) PLAN
|
2017
|
474381561
|
2018-07-16
|
CONFLUENCE FINANCIAL ADVISORS, LLC
|
6
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2016-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
3034495552
|
| Plan sponsor’s
address |
3800 ARAPAHOE AVE, STE 210, BOULDER, CO, 80303
|
Signature of
| Role |
Plan administrator |
| Date |
2018-07-16 |
| Name of individual signing |
DAVID GARDNER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
CONFLUENCE FINANCIAL ADVISORS, LLC 401(K) PLAN
|
2016
|
474381561
|
2017-02-27
|
CONFLUENCE FINANCIAL ADVISORS, LLC
|
6
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2016-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
3034495552
|
| Plan sponsor’s
address |
3800 ARAPAHOE AVE, STE 210, BOULDER, CO, 80303
|
Signature of
| Role |
Plan administrator |
| Date |
2017-02-27 |
| Name of individual signing |
DAVID GARDNER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
FORUS 401(K)
|
2016
|
474381561
|
2017-07-16
|
CONFLUENCE FINANCIAL ADVISORS, LLC
|
0
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2014-11-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
3034495552
|
| Plan sponsor’s
address |
3800 ARAPAHOE AVE., SUITE 210, BOULDER, CO, 803031070
|
Plan administrator’s name and address
| Administrator’s EIN |
464315488 |
| Plan administrator’s name |
3(16) FIDUCIARY SOLUTIONS, INC. |
| Plan administrator’s
address |
878 W AIRPORT ROAD, MENASHA, WI, 54952 |
| Administrator’s telephone number |
9205205698 |
Signature of
| Role |
Plan administrator |
| Date |
2017-07-16 |
| Name of individual signing |
CHRISTOPHER DIERINGER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
