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Highwater Wealth Management LLC

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Company Details

Name: Highwater Wealth Management LLC
Jurisdiction: Colorado
Legal type: Domestic limited liability company
Status: Delinquent
Date of registration: 04 Mar 2011 (14 years ago)
Date dissolved: 01 Aug 2021
Entity Number: 20111133762
ZIP code: 80246
County: Denver County
Place of Formation: COLORADO
Principal Address: 650 S. Cherry Street Suite 630 Glendale CO 80246 US

Agent

Name Role Address
Sharon L Gaare Agent 650 S Cherry Street Suite 630 Glendale CO 80246 US

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001683046
Phone:
720-476-7924

Latest Filings

Form type:
13F-HR
File number:
028-17532
Filing date:
2019-10-17
File:
Form type:
13F-HR
File number:
028-17532
Filing date:
2019-07-18
File:
Form type:
13F-HR
File number:
028-17532
Filing date:
2019-04-16
File:
Form type:
13F-HR/A
File number:
028-17532
Filing date:
2019-01-16
File:
Form type:
13F-HR
File number:
028-17532
Filing date:
2019-01-09
File:
Form type:
13F-HR
File number:
028-17532
Filing date:
2018-10-17
File:
Form type:
13F-HR
File number:
028-17532
Filing date:
2018-07-19
File:
Form type:
13F-HR
File number:
028-17532
Filing date:
2018-04-19
File:
Form type:
13F-HR
File number:
028-17532
Filing date:
2018-01-10
File:
Form type:
13F-HR
File number:
028-17532
Filing date:
2017-10-18
File:

Form 5500 Series

Employer Identification Number (EIN):
275531235
Plan Year:
2020
Number Of Participants:
6
Sponsors Telephone Number:
Plan Year:
2019
Number Of Participants:
7
Sponsors Telephone Number:
Plan Year:
2018
Number Of Participants:
7
Sponsors Telephone Number:
Plan Year:
2017
Number Of Participants:
6
Sponsors Telephone Number:
Plan Year:
2016
Number Of Participants:
4
Sponsors Telephone Number:

Transaction History

Transaction ID Type Date Effective date Name Comment
20201169133 File Report 2020-02-24 2020-02-24 No data No data
20191120770 File Report 2019-02-08 2019-02-08 No data No data
20181150563 File Report 2018-02-23 2018-02-23 No data No data
20171399837 File Report 2017-05-25 2017-05-25 No data No data
20161139696 File Report 2016-02-25 2016-02-25 No data Change of Registered Agent

USAspending Awards / Financial Assistance

Date:
2017-06-08
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES WHICH ARE UNABLE TO OBTAIN FINANCING IN THE PRIVATE CREDIT MARKETPLACE
Obligated Amount:
0.00
Face Value Of Loan:
40000.00
Total Face Value Of Loan:
40000.00
Date:
2016-05-04
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES WHICH ARE UNABLE TO OBTAIN FINANCING IN THE PRIVATE CREDIT MARKETPLACE
Obligated Amount:
0.00
Face Value Of Loan:
40000.00
Total Face Value Of Loan:
40000.00

Trademarks

Serial Number:
88331480
Mark:
SIMPLIFYING FINANCIAL COMPLEXITY
Status:
ABANDONED - EXPRESS
Mark Type:
SERVICE MARK
Application Filing Date:
2019-03-08
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
SIMPLIFYING FINANCIAL COMPLEXITY

Goods And Services

For:
Financial services, namely, wealth management services
First Use:
2011-05-01
International Classes:
036 - Primary Class
Class Status:
Active

Court Cases Opinions

Summary

Category:
Judicial Publications
Circuit:
10th
Cause:
18:1836(a) - Injunction against Misappropriation of Trade Secrets
Case Type:
civil
Nature Of Suit:
Other Statutory Actions

Parties

Party Role:
Counter Defendant
Party Name:
Highwater Wealth Management LLC
Party Role:
Defendant
Party Name:
Gregory King Giuffra
Party Role:
Interested Party
Party Name:
Gregory K Giuffra
Party Role:
Material Witness
Party Role:
Plaintiff

Opinions

PDF File:
Opinion Date:
2017-09-27
Opinion Notes:
ORDER by Magistrate Judge Nina Y. Wang on 9/27/2017. IT IS ORDERED that: Highwater's Motion to Quash 39 is DENIED; and Non-Party Gregory Giuffra's Motion to Quash 57 is GRANTED IN PART and DENIED IN PART. (nywlc2, )
PDF File:
Opinion Date:
2017-09-14
Opinion Notes:
RECOMMENDATION OF UNITED STATES MAGISTRATE JUDGE by Magistrate Judge Nina Y. Wang on 9/14/2017. I respectfully RECOMMEND that Plaintiff's Motion to Dismiss 23 be DENIED. (nywlc2, )
PDF File:
Opinion Date:
2017-08-16
Opinion Notes:
ORDER by Magistrate Judge Nina Y. Wang on 8/16/2017. Defendant Highwater Wealth Management, LLC's Motion for Stay of Discovery 31 is DENIED. (nywlc2, )

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Date of last update: 14 Jul 2025

Sources: Colorado's Secretary of State