| Name: | RoseCap Investment Advisors, LLC |
| Jurisdiction: | Colorado |
| Legal type: | Domestic limited liability company |
| Status: | Good Standing |
| Date of registration: | 14 Jan 2011 (14 years ago) |
| Entity Number: | 20111026234 |
| ZIP code: | 81501 |
| County: | Mesa County |
| Place of Formation: | COLORADO |
| Principal Address: | 200 Grand Ave Ste 205 Grand Junction CO 81501 US |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROSECAP SAFE HARBOR 401(K) PLAN | 2021 | 271788192 | 2022-07-13 | ROSECAP INVESTMENT ADVISORS, LLC | 3 | |||||||||||||||||||||||||||||||||||||||||
|
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| Role | Plan administrator |
| Date | 2022-07-13 |
| Name of individual signing | MATTHEW ROSENBERG |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2022-07-13 |
| Name of individual signing | MATTHEW ROSENBERG |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2020-01-31 |
| Business code | 523900 |
| Sponsor’s telephone number | 9707735300 |
| Plan sponsor’s address | 200 GRAND AVE STE 205, GRAND JUNCTION, CO, 815017813 |
Plan administrator’s name and address
| Administrator’s EIN | 271788192 |
| Plan administrator’s name | ROSECAP INVESTMENT ADVISORS, LLC |
| Plan administrator’s address | 200 GRAND AVE STE 205, GRAND JUNCTION, CO, 815017813 |
| Administrator’s telephone number | 9707735300 |
Signature of
| Role | Plan administrator |
| Date | 2021-11-30 |
| Name of individual signing | MATTHEW ROSENBERG |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2021-11-30 |
| Name of individual signing | MATTHEW ROSENBERG |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| Matthew Hamilton Rosenberg | Agent | 365 Teegan Ct Grand Junction CO 81507 US |
| Transaction ID | Type | Date | Effective date | Name | Comment |
|---|---|---|---|---|---|
| 20251090246 | File Report | 2025-01-23 | 2025-01-23 | No data | Principal address changed |
| 20241126792 | File Report | 2024-01-29 | 2024-01-29 | No data | Principal address changed, Change in registered agent information |
| 20231087915 | File Report | 2023-01-23 | 2023-01-23 | No data | Principal address changed, Change in registered agent information |
| 20221073060 | File Report | 2022-01-24 | 2022-01-24 | No data | No data |
| 20211075097 | File Report | 2021-01-25 | 2021-01-25 | No data | No data |
| 20201120922 | Combined Statement of Conversion and Articles of Organization | 2020-02-05 | 2020-02-05 | RoseCap Investment Advisors, LLC | Converted from Foreign Limited Liability Company to Domestic Limited Liability Company. |
| 20188017197 | File Report | 2018-12-24 | 2018-12-24 | No data | No data |
| 20171944832 | File Report | 2017-12-23 | 2017-12-23 | No data | No data |
| 20171021108 | File Report | 2017-01-09 | 2017-01-09 | No data | No data |
| 20151831300 | File Report | 2015-12-29 | 2015-12-29 | No data | No data |
Date of last update: 27 Jan 2025
Sources: Colorado's Secretary of State
