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  5. David, Hicks & Lampert Brokerage, LLC

David, Hicks & Lampert Brokerage, LLC

Company Details

Name: David, Hicks & Lampert Brokerage, LLC
Jurisdiction: Colorado
Legal type: Domestic limited liability company
Status: Good Standing
Date of registration: 18 Jul 2007 (18 years ago)
Entity Number: 20071331294
ZIP code: 80111
County: Arapahoe County
Place of Formation: COLORADO
Principal Address: 5750 Dtc Pkwy Ste 200 Greenwood Village CO 80111 US

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DAVID, HICKS & LAMPERT BROKERAGE, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2023 260971696 2024-10-15 DAVID, HICKS & LAMPERT BROKERAGE, LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 531210
Sponsor’s telephone number 3036946082
Plan sponsor’s address 5750 DTC PARKWAY, SUITE 200, GREENWOOD VILLAGE, CO, 801115485

Signature of
Role Plan administrator
Date 2024-10-15
Name of individual signing ROXANNE GUIDICHESSI
Valid signature Filed with authorized/valid electronic signature
DAVID, HICKS & LAMPERT BROKERAGE, LLC 401(K) PSP 2022 260971696 2023-10-04 DAVID, HICKS & LAMPERT BROKERAGE, LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 531210
Sponsor’s telephone number 3036946082
Plan sponsor’s address 5750 DTC PARKWAY, SUITE 200, GREENWOOD VILLAGE, CO, 801115485
DAVID, HICKS & LAMPERT BROKERAGE, LLC 401(K) PSP 2021 260971696 2022-09-20 DAVID, HICKS & LAMPERT BROKERAGE, LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 531210
Sponsor’s telephone number 3036946082
Plan sponsor’s address 5750 DTC PARKWAY, SUITE 200, GREENWOOD VILLAGE, CO, 80111

Plan administrator’s name and address
Administrator’s EIN 260971696
Plan administrator’s name DAVID, HICKS & LAMPERT BROKERAGE, LLC
Plan administrator’s address 5750 DTC PARKWAY, SUITE 200, GREENWOOD VILLAGE, CO, 80111
Administrator’s telephone number 3036946082

Signature of
Role Plan administrator
Date 2022-09-20
Name of individual signing ROXANNE GUIDICHESSI
Valid signature Filed with authorized/valid electronic signature
DAVID, HICKS & LAMPERT BROKERAGE, LLC 401(K) PSP 2020 260971696 2021-10-13 DAVID, HICKS & LAMPERT BROKERAGE, LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 531210
Sponsor’s telephone number 3036946082
Plan sponsor’s address 5750 DTC PARKWAY, SUITE 200, GREENWOOD VILLAGE, CO, 80111

Plan administrator’s name and address
Administrator’s EIN 260971696
Plan administrator’s name DAVID, HICKS & LAMPERT BROKERAGE, LLC
Plan administrator’s address 5750 DTC PARKWAY, SUITE 200, GREENWOOD VILLAGE, CO, 80111
Administrator’s telephone number 3036946082
DAVID, HICKS & LAMPERT BROKERAGE, LLC 401(K) PSP 2019 260971696 2020-10-14 DAVID, HICKS & LAMPERT BROKERAGE, LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 531210
Sponsor’s telephone number 3036946082
Plan sponsor’s address 5750 DTC PARKWAY, SUITE 200, GREENWOOD VILLAGE, CO, 80111

Plan administrator’s name and address
Administrator’s EIN 260971696
Plan administrator’s name DAVID, HICKS & LAMPERT BROKERAGE, LLC
Plan administrator’s address 5750 DTC PARKWAY, SUITE 200, GREENWOOD VILLAGE, CO, 80111
Administrator’s telephone number 3036946082
DAVID, HICKS & LAMPERT BROKERAGE, LLC 401(K) PSP 2018 260971696 2019-10-14 DAVID, HICKS & LAMPERT BROKERAGE, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 531210
Sponsor’s telephone number 3036946082
Plan sponsor’s address 5750 DTC PARKWAY, SUITE 200, GREENWOOD VILLAGE, CO, 80111

Plan administrator’s name and address
Administrator’s EIN 260971696
Plan administrator’s name DAVID, HICKS & LAMPERT BROKERAGE, LLC
Plan administrator’s address 5750 DTC PARKWAY, SUITE 200, GREENWOOD VILLAGE, CO, 80111
Administrator’s telephone number 3036946082

Signature of
Role Plan administrator
Date 2019-10-14
Name of individual signing SARAH SPARKS
Valid signature Filed with authorized/valid electronic signature
DAVID, HICKS & LAMPERT BROKERAGE, LLC 401(K) PSP 2017 260971696 2018-10-09 DAVID, HICKS & LAMPERT BROKERAGE, LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 531210
Sponsor’s telephone number 3036946082
Plan sponsor’s address 5750 DTC PARKWAY, SUITE 200, GREENWOOD VILLAGE, CO, 80111

Plan administrator’s name and address
Administrator’s EIN 260971696
Plan administrator’s name DAVID, HICKS & LAMPERT BROKERAGE, LLC
Plan administrator’s address 5750 DTC PARKWAY, SUITE 200, GREENWOOD VILLAGE, CO, 80111
Administrator’s telephone number 3036946082
DAVID, HICKS & LAMPERT BROKERAGE, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2016 260971696 2017-10-11 DAVID, HICKS & LAMPERT BROKERAGE, LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 531210
Sponsor’s telephone number 3036946082
Plan sponsor’s address 5750 DTC PKWY SUITE 200, GREENWOOD VILLAGE, CO, 80111

Signature of
Role Plan administrator
Date 2017-10-11
Name of individual signing PHILIP HICKS
Valid signature Filed with authorized/valid electronic signature
DAVID, HICKS & LAMPERT BROKERAGE, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 260971696 2016-09-29 DAVID, HICKS & LAMPERT BROKERAGE, LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 531210
Sponsor’s telephone number 3036946082
Plan sponsor’s address 5750 DTC PKWY SUITE 200, GREENWOOD VILLAGE, CO, 80111

Signature of
Role Plan administrator
Date 2016-09-29
Name of individual signing PHILIP HICKS
Valid signature Filed with authorized/valid electronic signature
DAVID, HICKS & LAMPERT BROKERAGE, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2014 260971696 2015-10-15 DAVID, HICKS & LAMPERT BROKERAGE, LLC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 531210
Sponsor’s telephone number 3036946082
Plan sponsor’s address 5750 DTC PKWY SUITE 200, GREENWOOD VILLAGE, CO, 80111

Signature of
Role Plan administrator
Date 2015-10-15
Name of individual signing PHILIP HICKS
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
Phil Hicks Agent 5750 Dtc Pkwy Ste 200 Greenwood Village CO 80111 US

Transaction History

Transaction ID Type Date Effective date Name Comment
20248024878 File Report 2024-09-24 2024-09-24 No data Principal address changed, Change in registered agent information
20238049698 File Report 2023-10-01 2023-10-01 No data Principal address changed, Change in registered agent information
20221646698 File Report 2022-06-30 2022-06-30 No data Removed agent mailing address;
20211625653 File Report 2021-07-06 2021-07-06 No data No data
20201555505 File Report 2020-06-25 2020-06-25 No data No data
20191763398 File Report 2019-09-24 2019-09-24 No data No data
20181750961 File Report 2018-09-24 2018-09-24 No data Change of Registered Agent
20171749728 File Report 2017-10-02 2017-10-02 No data No data
20161385266 File Report 2016-06-01 2016-06-01 No data No data
20151647939 File Report 2015-10-05 2015-10-05 No data No data

Related by officers

Phil Hicks

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Related by address

5750 Dtc Pkwy Ste 200 Greenwood Village CO 80111 US

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Date of last update: 13 Jan 2025

Sources: Colorado's Secretary of State

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