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Norton-Barkley Asset Management, LLC

Company Details

Name: Norton-Barkley Asset Management, LLC
Jurisdiction: Colorado
Legal type: Domestic limited liability company
Status: Good Standing
Date of registration: 28 Sep 2004 (20 years ago)
Entity Number: 20041338250
ZIP code: 80206
County: Denver County
Place of Formation: COLORADO
Principal Address: 40 Madison St Ste 201 Denver CO 80206 US

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NORTON-BARKLEY ASSET MANAGEMENT 401(K) PLAN 2009 201676448 2010-05-26 NORTON-BARKLEY ASSET MANAGEMENT 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-12-01
Business code 523900
Sponsor’s telephone number 3033555846
Plan sponsor’s address 461 GILPIN ST, DENVER, CO, 802184015

Plan administrator’s name and address

Administrator’s EIN 201676448
Plan administrator’s name NORTON-BARKLEY ASSET MANAGEMENT
Plan administrator’s address 461 GILPIN ST, DENVER, CO, 802184015
Administrator’s telephone number 3033555846

Signature of

Role Plan administrator
Date 2010-05-26
Name of individual signing BRIAN MINTURN
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-05-26
Name of individual signing BRIAN MINTURN
Valid signature Filed with incorrect/unrecognized electronic signature

Agent

Name Role Address
Brian N Minturn Agent 40 Madison St Ste 201 Denver CO 80206 US

Transaction History

Transaction ID Type Date Effective date Name Comment
20241440997 File Report 2024-04-23 2024-04-23 No data Principal address changed, Change in registered agent information
20231440900 File Report 2023-04-25 2023-04-25 No data Principal address changed, Change in registered agent information
20221429231 File Report 2022-04-26 2022-04-26 No data No data
20211433106 File Report 2021-05-04 2021-05-04 No data No data
20201391861 File Report 2020-04-30 2020-04-30 No data Removed agent mailing address; / Change of Registered Agent Address / Change of Entity Address
20191365471 File Report 2019-04-28 2019-04-28 No data Change of Registered Agent Address / Change of Entity Address
20181381627 File Report 2018-05-09 2018-05-09 No data No data
20171313866 File Report 2017-04-24 2017-04-24 No data No data
20161418406 File Report 2016-06-22 2016-06-22 No data No data
20151392529 File Report 2015-06-17 2015-06-17 No data No data

Date of last update: 13 Jan 2025

Sources: Colorado's Secretary of State