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  5. HIGH COUNTRY FINANCIAL ADVISORS, INC.

HIGH COUNTRY FINANCIAL ADVISORS, INC.

Company Details

Name: HIGH COUNTRY FINANCIAL ADVISORS, INC.
Jurisdiction: Colorado
Legal type: Domestic profit corporation
Status: Good Standing
Date of registration: 12 Dec 2003 (21 years ago)
Entity Number: 20031393449
ZIP code: 81611
County: Pitkin County
Place of Formation: COLORADO
Principal Address: 617 W MAIN ST Suite E ASPEN CO 81611 US

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HIGH COUNTRY FINANCIAL ADVISORS, INC. 2023 200501163 2024-04-23 HIGH COUNTRY FINANCIAL ADVISORS, INC. 7
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 525990
Sponsor’s telephone number 9709254334
Plan sponsor’s address 617 WEST MAIN STREET, SUITE E, ASPEN, CO, 81611

Signature of
Role Plan administrator
Date 2024-04-23
Name of individual signing JEFFREY A. SGROI
Valid signature Filed with authorized/valid electronic signature
HIGH COUNTRY FINANCIAL ADVISORS, INC. 2022 200501163 2023-04-25 HIGH COUNTRY FINANCIAL ADVISORS, INC. 7
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 525990
Sponsor’s telephone number 9709254334
Plan sponsor’s address 617 WEST MAIN STREET, SUITE E, ASPEN, CO, 81611

Signature of
Role Plan administrator
Date 2023-04-25
Name of individual signing JEFFREY A. SGROI
Valid signature Filed with authorized/valid electronic signature
HIGH COUNTRY FINANCIAL ADVISORS, INC. 2021 200501163 2022-03-22 HIGH COUNTRY FINANCIAL ADVISORS, INC. 7
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 525990
Sponsor’s telephone number 9709254334
Plan sponsor’s address 617 WEST MAIN STREET, SUITE E, ASPEN, CO, 81611

Signature of
Role Plan administrator
Date 2022-03-22
Name of individual signing JEFFREY A. SGROI
Valid signature Filed with authorized/valid electronic signature
HIGH COUNTRY FINANCIAL ADVISORS, INC. 2020 200501163 2021-03-31 HIGH COUNTRY FINANCIAL ADVISORS, INC. 6
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 525990
Sponsor’s telephone number 9709254334
Plan sponsor’s address 617 WEST MAIN STREET, SUITE E, ASPEN, CO, 81611

Signature of
Role Plan administrator
Date 2021-03-31
Name of individual signing JEFFREY A. SGROI
Valid signature Filed with authorized/valid electronic signature
HIGH COUNTRY FINANCIAL ADVISORS, INC. 2019 200501163 2020-05-05 HIGH COUNTRY FINANCIAL ADVISORS, INC. 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 525990
Sponsor’s telephone number 9709254334
Plan sponsor’s address 617 WEST MAIN STREET, SUITE E, ASPEN, CO, 81611

Signature of
Role Plan administrator
Date 2020-05-05
Name of individual signing JEFFREY A. SGROI
Valid signature Filed with authorized/valid electronic signature
HIGH COUNTRY FINANCIAL ADVISORS, INC. 2018 200501163 2019-04-24 HIGH COUNTRY FINANCIAL ADVISORS, INC. 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 525990
Sponsor’s telephone number 9709254334
Plan sponsor’s address 617 WEST MAIN STREET, SUITE E, ASPEN, CO, 81611

Signature of
Role Plan administrator
Date 2019-04-24
Name of individual signing JEFFREY A. SGROI
Valid signature Filed with authorized/valid electronic signature
HIGH COUNTRY FINANCIAL ADVISORS, INC. 2017 200501163 2018-04-18 HIGH COUNTRY FINANCIAL ADVISORS, INC. 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 525990
Sponsor’s telephone number 9709254334
Plan sponsor’s address 617 WEST MAIN STREET, SUITE E, ASPEN, CO, 81611

Signature of
Role Plan administrator
Date 2018-04-18
Name of individual signing JEFFREY A. SGROI
Valid signature Filed with authorized/valid electronic signature
HIGH COUNTRY FINANCIAL ADVISORS, INC. 2016 200501163 2017-04-20 HIGH COUNTRY FINANCIAL ADVISORS, INC. 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 525990
Sponsor’s telephone number 9709254334
Plan sponsor’s address 617 WEST MAIN STREET, SUITE E, ASPEN, CO, 81611

Signature of
Role Plan administrator
Date 2017-04-20
Name of individual signing JEFFREY A. SGROI
Valid signature Filed with authorized/valid electronic signature
HIGH COUNTRY FINANCIAL ADVISORS, INC. 2015 200501163 2016-07-06 HIGH COUNTRY FINANCIAL ADVISORS, INC. 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 523900
Sponsor’s telephone number 9709254334
Plan sponsor’s address 617 WEST MAIN STREET, SUITE E, ASPEN, CO, 81611

Agent

Name Role Address
Jeffrey A Sgroi Agent 617 W MAIN ST Suite E ASPEN CO 81611 US

Transaction History

Transaction ID Type Date Effective date Name Comment
20248259207 File Report 2024-11-26 2024-11-26 No data Change in registered agent information
20238239362 File Report 2023-11-27 2023-11-27 No data Change in registered agent information
20228151337 File Report 2022-11-26 2022-11-26 No data Change in registered agent information
20218115316 File Report 2021-11-26 2021-11-26 No data No data
20208018097 File Report 2020-11-24 2020-11-24 No data No data
20191941434 File Report 2019-11-27 2019-11-27 No data No data
20188037994 File Report 2018-12-28 2018-12-28 No data Change of Entity Address
20171953799 File Report 2017-12-26 2017-12-26 No data No data
20161887670 File Report 2016-12-30 2016-12-30 No data No data
20151802684 File Report 2015-12-18 2015-12-18 No data Change of Registered Agent Address / Change of Entity Address

Related by officers

Jeffrey A Sgroi

JAS Capital LLC

Related by address

No related companies by address

Date of last update: 13 Jan 2025

Sources: Colorado's Secretary of State

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