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CHAPMAN & ROTH, LLC.

Company Details

Name: CHAPMAN & ROTH, LLC.
Jurisdiction: Colorado
Legal type: Domestic limited liability company
Status: Good Standing
Date of registration: 04 Oct 2002 (22 years ago)
Entity Number: 20021275670
ZIP code: 80222
County: Denver County
Place of Formation: COLORADO
Principal Address: 1355 S Colorado Blvd Ste 600 Denver CO 80222 US

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
EMPLOYEES PROFIT SHARING PLAN AND TRUST OF CHAPMAN KLEIN & ASSOCIATES PC 2023 830338203 2024-07-15 CHAPMAN & ROTH LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1973-02-01
Business code 541110
Plan sponsor’s address 1355 S. COLORADO BLVD., SUITE 200, DENVER, CO, 80222

Signature of

Role Plan administrator
Date 2024-06-25
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-06-25
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
EMPLOYEES PROFIT SHARING PLAN AND TRUST OF CHAPMAN KLEIN & ASSOCIATES PC 2022 830338203 2023-07-27 CHAPMAN & ROTH LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1973-02-01
Business code 541110
Plan sponsor’s address 1355 S. COLORADO BLVD., SUITE 200, DENVER, CO, 80222

Signature of

Role Plan administrator
Date 2023-07-10
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-07-10
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
EMPLOYEES PROFIT SHARING PLAN AND TRUST OF CHAPMAN KLEIN & ASSOCIATES PC 2021 830338203 2022-07-19 CHAPMAN & ROTH LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1973-02-01
Business code 541110
Plan sponsor’s address 1355 S. COLORADO BLVD., SUITE 200, DENVER, CO, 80222

Signature of

Role Plan administrator
Date 2022-07-08
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-07-08
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
EMPLOYEES PENSION PLAN & TRUST OF CHAPMAN KLEIN & ASSOCIATES PC 2020 830338203 2021-02-23 CHAPMAN & ROTH LLC 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1973-02-01
Business code 541110
Sponsor’s telephone number 3037594004
Plan sponsor’s address 1355 S. COLORADO BLVD., SUITE 600, DENVER, CO, 802223325

Signature of

Role Plan administrator
Date 2021-02-23
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-02-23
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
EMPLOYEES PROFIT-SHARING PLAN AND TRUST OF CHAPMAN KLEIN & ASSOCIATES PC 2020 830338203 2021-02-23 CHAPMAN & ROTH LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1973-02-01
Business code 541110
Sponsor’s telephone number 3037594004
Plan sponsor’s address 1355 S. COLORADO BLVD., SUITE 600, DENVER, CO, 802223325

Signature of

Role Plan administrator
Date 2021-02-23
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-02-23
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
EMPLOYEES PENSION PLAN & TRUST OF CHAPMAN KLEIN & ASSOCIATES PC 2019 830338203 2020-03-18 CHAPMAN & ROTH LLC 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1973-02-01
Business code 541110
Sponsor’s telephone number 3037594004
Plan sponsor’s address 1355 S. COLORADO BLVD., SUITE 600, DENVER, CO, 802223325

Signature of

Role Plan administrator
Date 2020-03-18
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-03-18
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
EMPLOYEES PROFIT-SHARING PLAN AND TRUST OF CHAPMAN KLEIN & ASSOCIATES PC 2019 830338203 2020-03-18 CHAPMAN & ROTH LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1973-02-01
Business code 541110
Sponsor’s telephone number 3037594004
Plan sponsor’s address 1355 S. COLORADO BLVD., SUITE 600, DENVER, CO, 802223325

Signature of

Role Plan administrator
Date 2020-03-18
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-03-18
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
EMPLOYEES PROFIT-SHARING PLAN AND TRUST OF CHAPMAN KLEIN & ASSOCIATES PC 2018 830338203 2019-07-30 CHAPMAN & ROTH LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1973-02-01
Business code 541110
Sponsor’s telephone number 3037594004
Plan sponsor’s address 1355 S. COLORADO BLVD., SUITE 600, DENVER, CO, 802223325

Signature of

Role Plan administrator
Date 2019-07-30
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-07-30
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
EMPLOYEES PENSION PLAN & TRUST OF CHAPMAN KLEIN & ASSOCIATES PC 2018 830338203 2019-07-30 CHAPMAN & ROTH LLC 6
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1973-02-01
Business code 541110
Sponsor’s telephone number 3037594004
Plan sponsor’s address 1355 S. COLORADO BLVD., SUITE 600, DENVER, CO, 802223325

Signature of

Role Plan administrator
Date 2019-07-30
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-07-30
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
EMPLOYEES PENSION PLAN & TRUST OF CHAPMAN KLEIN & ASSOCIATES PC 2017 830338203 2018-03-26 CHAPMAN & ROTH LLC 7
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1973-02-01
Business code 541110
Sponsor’s telephone number 3037594004
Plan sponsor’s address 1355 S. COLORADO BLVD., SUITE 600, DENVER, CO, 802223325

Signature of

Role Plan administrator
Date 2018-03-26
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-03-26
Name of individual signing JAY CHAPMAN
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
JAY H. CHAPMAN Agent 1355 S Colorado Blvd Ste 600 Denver CO 80222 US

Transaction History

Transaction ID Type Date Effective date Name Comment
20248028526 File Report 2024-09-24 2024-09-24 No data Change in registered agent information
20238008464 File Report 2023-09-27 2023-09-27 No data Principal address changed, Change in registered agent information
20221942028 File Report 2022-09-27 2022-09-27 No data Principal address changed, Change in registered agent information
20211872761 File Report 2021-09-23 2021-09-23 No data No data
20201814694 File Report 2020-09-23 2020-09-23 No data No data
20191757922 File Report 2019-09-23 2019-09-23 No data No data
20181797252 File Report 2018-10-08 2018-10-08 No data Change of Registered Agent Address / Change of Entity Address
20171723059 File Report 2017-09-25 2017-09-25 No data No data
20161657290 File Report 2016-09-27 2016-09-27 No data No data
20151624629 File Report 2015-09-25 2015-09-25 No data No data

Date of last update: 13 Jan 2025

Sources: Colorado's Secretary of State