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BRADDOCK FINANCIAL LLC

Company Details

Name: BRADDOCK FINANCIAL LLC
Jurisdiction: Colorado
Legal type: Domestic limited liability company
Status: Good Standing
Date of registration: 28 Jan 2002 (23 years ago)
Entity Number: 20021020580
ZIP code: 80237
County: Denver County
Place of Formation: COLORADO
Principal Address: 4725 S. Monaco St. Suite 205 Denver CO 80237 US

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
BRADDOCK FINANCIAL LLC 401(K) PROFIT SHARING PLAN AND TRUST 2023 223333365 2024-06-11 BRADDOCK FINANCIAL LLC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-11
Business code 523900
Sponsor’s telephone number 3033086402
Plan sponsor’s address 1200 17TH STREET, SUITE 1210, DENVER, CO, 80202

Signature of

Role Plan administrator
Date 2024-06-11
Name of individual signing TOM PLISKO
Valid signature Filed with authorized/valid electronic signature
BRADDOCK FINANCIAL LLC 401(K) PROFIT SHARING PLAN AND TRUST 2022 223333365 2023-05-08 BRADDOCK FINANCIAL LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-11
Business code 523900
Sponsor’s telephone number 3033086402
Plan sponsor’s address 1200 17TH STREET, SUITE 1210, DENVER, CO, 80202

Signature of

Role Plan administrator
Date 2023-05-08
Name of individual signing TOM PLISKO
Valid signature Filed with authorized/valid electronic signature
BRADDOCK FINANCIAL LLC 401(K) PROFIT SHARING PLAN AND TRUST 2021 223333365 2022-06-06 BRADDOCK FINANCIAL LLC 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-11
Business code 523900
Sponsor’s telephone number 3033086402
Plan sponsor’s address 1200 17TH STREET, SUITE 1210, DENVER, CO, 80202

Signature of

Role Plan administrator
Date 2022-06-06
Name of individual signing TOM PLISKO
Valid signature Filed with authorized/valid electronic signature
BRADDOCK FINANCIAL LLC 401(K) PROFIT SHARING PLAN AND TRUST 2020 223333365 2021-05-06 BRADDOCK FINANCIAL LLC 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-11
Business code 523900
Sponsor’s telephone number 3033086402
Plan sponsor’s address 1200 17TH STREET, SUITE 1210, DENVER, CO, 80202

Signature of

Role Plan administrator
Date 2021-05-06
Name of individual signing TOM PLISKO
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
Ken Glickstein Agent 4725 S Monaco St Suite 205 Denver CO 80237 US

Transaction History

Transaction ID Type Date Effective date Name Comment
20241912737 Statement of Change Changing the Principal Office Address 2024-08-28 2024-08-28 No data Principal address changed;
20241912822 Statement of Change Changing the Registered Agent Information 2024-08-28 2024-08-28 No data Registered agent information changed;
20241584311 File Report 2024-05-28 2024-05-28 No data Principal address changed, Change in registered agent information
20231313378 File Report 2023-03-23 2023-03-23 No data Principal address changed, Change in registered agent information
20221564818 File Report 2022-06-03 2022-06-03 No data No data
20211115308 File Report 2021-02-01 2021-02-01 No data No data
20201577800 File Report 2020-07-01 2020-07-01 No data No data
20191564922 File Report 2019-07-15 2019-07-15 No data Change of Registered Agent Address / Change of Entity Address
20181446650 File Report 2018-05-31 2018-05-31 No data Change of Registered Agent / Change of Registered Agent Address
20171766980 Statement of Change Changing the Registered Agent Information 2017-10-11 2017-10-11 No data Registered agent information changed;

Date of last update: 27 Jan 2025

Sources: Colorado's Secretary of State