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PIPER FINANCIAL INC.

Company Details

Name: PIPER FINANCIAL INC.
Jurisdiction: Colorado
Legal type: Domestic profit corporation
Status: Good Standing
Date of registration: 06 Jul 2001 (24 years ago)
Entity Number: 20011134443
ZIP code: 80108
County: Douglas County
Place of Formation: COLORADO
Principal Address: 4322 Chateau Ridge Rd Castle Rock CO 80108 US

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
PIPER FINANCIAL SOLO 401(K) PLAN 2013 841595744 2014-06-12 PIPER FINANCIAL INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 3032213639
Plan sponsor’s address 6825 S. GALENA STREET SUITE 301, CENTENNIAL, CO, 80112

Plan administrator’s name and address

Administrator’s EIN 841595744
Plan administrator’s name PIPER FINANCIAL INC.
Plan administrator’s address 6825 S. GALENA STREET SUITE 301, CENTENNIAL, CO, 80112
Administrator’s telephone number 3032213639

Signature of

Role Plan administrator
Date 2014-06-12
Name of individual signing K HAUGEN
Valid signature Filed with authorized/valid electronic signature
PIPER FINANCIAL SOLO 401(K) PLAN 2012 841595744 2013-06-20 PIPER FINANCIAL INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 3032213639
Plan sponsor’s address 6825 S. GALENA STREET SUITE 301, CENTENNIAL, CO, 80112

Plan administrator’s name and address

Administrator’s EIN 841595744
Plan administrator’s name PIPER FINANCIAL INC.
Plan administrator’s address 6825 S. GALENA STREET SUITE 301, CENTENNIAL, CO, 80112
Administrator’s telephone number 3032213639

Signature of

Role Plan administrator
Date 2013-06-20
Name of individual signing KARLY HAUGEN
Valid signature Filed with authorized/valid electronic signature
PIPER FINANCIAL SOLO 401(K) PLAN 2011 841595744 2012-05-30 PIPER FINANCIAL INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 3032213639
Plan sponsor’s address 6825 S. GALENA STREET SUITE 301, CENTENNIAL, CO, 80112

Plan administrator’s name and address

Administrator’s EIN 841595744
Plan administrator’s name PIPER FINANCIAL INC.
Plan administrator’s address 6825 S. GALENA STREET SUITE 301, CENTENNIAL, CO, 80112
Administrator’s telephone number 3032213639

Signature of

Role Plan administrator
Date 2012-05-30
Name of individual signing KARLY HAUGEN
Valid signature Filed with authorized/valid electronic signature
PIPER FINANCIAL SOLO 401(K) PLAN 2010 841595744 2011-08-12 PIPER FINANCIAL INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523120
Sponsor’s telephone number 3032213639
Plan sponsor’s address 6825 S. GALENA STREET SUITE 301, CENTENNIAL, CO, 80112

Plan administrator’s name and address

Administrator’s EIN 841595744
Plan administrator’s name PIPER FINANCIAL INC.
Plan administrator’s address 6825 S. GALENA STREET SUITE 301, CENTENNIAL, CO, 80112
Administrator’s telephone number 3032213639

Signature of

Role Plan administrator
Date 2011-08-12
Name of individual signing KARLY HAUGEN
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
CHRISTOPHER L FELTON Agent 4322 Chateau Ridge Rd Castle Rock CO 80108 US

Transaction History

Transaction ID Type Date Effective date Name Comment
20241660996 File Report 2024-06-23 2024-06-23 No data Principal address changed, Change in registered agent information
20231702055 File Report 2023-07-02 2023-07-02 No data Principal address changed, Change in registered agent information
20221609908 File Report 2022-06-23 2022-06-23 No data Change of Registered Agent Address / Change of Entity Address
20211636055 File Report 2021-07-11 2021-07-11 No data No data
20201855435 File Report 2020-10-01 2020-10-01 No data No data
20191786587 File Report 2019-09-30 2019-09-30 No data Change of Entity Address
20181526113 File Report 2018-07-01 2018-07-01 No data Change of Registered Agent Address
20171575493 File Report 2017-07-27 2017-07-27 No data No data
20161599407 File Report 2016-09-01 2016-09-01 No data No data
20151627235 File Report 2015-09-27 2015-09-27 No data No data

Date of last update: 20 Jan 2025

Sources: Colorado's Secretary of State