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PALLER FINANCIAL SERVICES, INC.

Company Details

Name: PALLER FINANCIAL SERVICES, INC.
Jurisdiction: Colorado
Legal type: Domestic profit corporation
Status: Good Standing
Date of registration: 03 Nov 2000 (24 years ago)
Entity Number: 20001215148
ZIP code: 80112
County: Arapahoe County
Place of Formation: COLORADO
Principal Address: 9000 E Nichols Ave Ste 120 Centennial CO 80112 US

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
PALLER FINANCIAL SERVICES, INC. 401(K) PLAN 2023 841564282 2024-08-21 PALLER FINANCIAL SERVICES, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 3038580045
Plan sponsor’s address 9000 E NICHOLS AVE., STE #120, CENTENIAL, CO, 80112

Signature of

Role Plan administrator
Date 2024-08-21
Name of individual signing MARK PALLER
Valid signature Filed with authorized/valid electronic signature
PALLER FINANCIAL SERVICES, INC. 401(K) PLAN 2022 841564282 2023-08-01 PALLER FINANCIAL SERVICES, INC. 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 3038580045
Plan sponsor’s address 9000 E NICHOLS AVE., STE #120, CENTENIAL, CO, 80112

Signature of

Role Plan administrator
Date 2023-08-01
Name of individual signing MARK PALLER
Valid signature Filed with authorized/valid electronic signature
PALLER FINANCIAL SERVICES, INC. 401(K) PLAN 2021 841564282 2022-07-27 PALLER FINANCIAL SERVICES, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 3038580045
Plan sponsor’s address 9000 E NICHOLS AVE., STE #120, CENTENIAL, CO, 80112

Signature of

Role Plan administrator
Date 2022-07-27
Name of individual signing MARK PALLER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-07-27
Name of individual signing MARK PALLER
Valid signature Filed with authorized/valid electronic signature
PALLER FINANCIAL SERVICES, INC. 401(K) PLAN 2020 841564282 2021-07-02 PALLER FINANCIAL SERVICES, INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 3038580045
Plan sponsor’s address 9000 E NICHOLS AVE., STE #120, CENTENIAL, CO, 80112

Signature of

Role Plan administrator
Date 2021-07-02
Name of individual signing MARK PALLER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-07-02
Name of individual signing MARK PALLER
Valid signature Filed with authorized/valid electronic signature
PALLER FINANCIAL SERVICES, INC. 401(K) PLAN 2019 841564282 2020-06-19 PALLER FINANCIAL SERVICES, INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 3038580045
Plan sponsor’s address 9000 E NICHOLS AVE., STE #120, CENTENIAL, CO, 80112

Signature of

Role Plan administrator
Date 2020-06-19
Name of individual signing MARK PALLER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-06-19
Name of individual signing MARK PALLER
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
MARK RANDALL PALLER Agent 9000 E Nichols Ave Ste 120 Centennial CO 80112 US

Licenses

Number Status Type Date Last renew date End date Address
13358 Active FRM 2012-08-27 2023-09-01 2026-08-31 Centennial CO 80112

Transaction History

Transaction ID Type Date Effective date Name Comment
20241213446 File Report 2024-02-23 2024-02-23 No data Principal address changed, Change in registered agent information
20231199289 File Report 2023-02-23 2023-02-23 No data Principal address changed, Change in registered agent information
20221204715 File Report 2022-02-24 2022-02-24 No data No data
20218242100 Amend Articles of Incorporation for a Profit Corporation 2021-12-31 2022-01-01 No data No data
20211473084 File Report 2021-05-21 2021-05-21 No data No data
20201384938 File Report 2020-04-28 2020-04-28 No data Change of Registered Agent Address / Change of Entity Address
20191389808 File Report 2019-05-06 2019-05-06 No data No data
20181733546 Statement of Change Changing the Principal Office Address 2018-09-19 2018-09-19 No data Principal address changed;
20181733571 Statement of Change Changing the Registered Agent Information 2018-09-19 2018-09-19 No data Registered agent information changed;
20181716492 Statement of Change Changing the Principal Office Address 2018-09-10 2018-09-10 No data Principal address changed;

Date of last update: 13 Jan 2025

Sources: Colorado's Secretary of State