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  5. VERTEX FINANCIAL GROUP, INC.

VERTEX FINANCIAL GROUP, INC.

Headquarter

Company Details

Name: VERTEX FINANCIAL GROUP, INC.
Jurisdiction: Colorado
Legal type: Domestic profit corporation
Status: Good Standing
Date of registration: 08 Mar 2000 (25 years ago)
Entity Number: 20001049062
ZIP code: 80129
County: Douglas County
Place of Formation: COLORADO
Principal Address: 640 Plaza Dr Ste 120 Highlands Ranch CO 80129 US

Links between entities

Type Company Name Company Number State
Headquarter of VERTEX FINANCIAL GROUP, INC., FLORIDA F22000004096 FLORIDA
Headquarter of VERTEX FINANCIAL GROUP, INC., MINNESOTA 09c5807b-88d4-e011-a886-001ec94ffe7f MINNESOTA
Headquarter of VERTEX FINANCIAL GROUP, INC., CONNECTICUT 0772536 CONNECTICUT
Headquarter of VERTEX FINANCIAL GROUP, INC., IDAHO 527356 IDAHO
Headquarter of VERTEX FINANCIAL GROUP, INC., ILLINOIS CORP_60971749 ILLINOIS

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
VERTEX FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 841535834 2013-06-11 VERTEX FINANCIAL GROUP INC 29
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-05-01
Business code 522292
Sponsor’s telephone number 3034070200
Plan sponsor’s mailing address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129
Plan sponsor’s address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129

Plan administrator’s name and address
Administrator’s EIN 841535834
Plan administrator’s name VERTEX FINANCIAL GROUP INC
Plan administrator’s address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129
Administrator’s telephone number 3034070200

Number of participants as of the end of the plan year
Active participants 30
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 2
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 28
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2013-06-10
Name of individual signing LINDA HONNING
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-06-10
Name of individual signing DOUGLAS J BRASHER
Valid signature Filed with authorized/valid electronic signature
VERTEX FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 841535834 2012-07-12 VERTEX FINANCIAL GROUP INC 31
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-05-01
Business code 522292
Sponsor’s telephone number 3034070200
Plan sponsor’s mailing address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129
Plan sponsor’s address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129

Plan administrator’s name and address
Administrator’s EIN 841535834
Plan administrator’s name VERTEX FINANCIAL GROUP INC
Plan administrator’s address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129
Administrator’s telephone number 3034070200

Number of participants as of the end of the plan year
Active participants 24
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 3
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 21
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2012-07-09
Name of individual signing LINDA HONNING
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-07-12
Name of individual signing DOUGLAS J BRASHER
Valid signature Filed with authorized/valid electronic signature
VERTEX FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2010 841535834 2011-06-14 VERTEX FINANCIAL GROUP INC 31
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-05-01
Business code 522292
Sponsor’s telephone number 3034070200
Plan sponsor’s mailing address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129
Plan sponsor’s address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129

Plan administrator’s name and address
Administrator’s EIN 841535834
Plan administrator’s name VERTEX FINANCIAL GROUP INC
Plan administrator’s address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129
Administrator’s telephone number 3034070200

Number of participants as of the end of the plan year
Active participants 23
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 3
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 22
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2011-06-13
Name of individual signing LINDA HONNING
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-06-14
Name of individual signing DOUGLAS J BRASHER
Valid signature Filed with authorized/valid electronic signature
VERTEX FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 841535834 2010-06-17 VERTEX FINANCIAL GROUP INC 29
Three-digit plan number (PN) 001
Effective date of plan 2000-05-01
Business code 531210
Sponsor’s telephone number 3034070200
Plan sponsor’s mailing address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129
Plan sponsor’s address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129

Plan administrator’s name and address
Administrator’s EIN 841535834
Plan administrator’s name VERTEX FINANCIAL GROUP INC
Plan administrator’s address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129
Administrator’s telephone number 3034070200

Number of participants as of the end of the plan year
Active participants 21
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 9
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 26
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Employer/plan sponsor
Date 2010-06-17
Name of individual signing DOUGLAS J BRASHER
Valid signature Filed with authorized/valid electronic signature
VERTEX FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 841535834 2010-06-18 VERTEX FINANCIAL GROUP INC 29
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-05-01
Business code 531210
Sponsor’s telephone number 3034070200
Plan sponsor’s mailing address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129
Plan sponsor’s address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129

Plan administrator’s name and address
Administrator’s EIN 841535834
Plan administrator’s name VERTEX FINANCIAL GROUP INC
Plan administrator’s address 640 PLAZA DRIVE, SUITE 120, HIGHLANDS RANCH, CO, 80129
Administrator’s telephone number 3034070200

Number of participants as of the end of the plan year
Active participants 21
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 9
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 26
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2010-06-17
Name of individual signing LINDA HONNING
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-06-17
Name of individual signing DOUGLAS J BRASHER
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
MICHAEL T. WAITT Agent 640 Plaza Dr Ste 120 Highlands Ranch CO 80129 US

Transaction History

Transaction ID Type Date Effective date Name Comment
20241165697 File Report 2024-02-07 2024-02-07 No data Principal address changed, Change in registered agent information
20231257786 File Report 2023-03-03 2023-03-03 No data Principal address changed, Change in registered agent information
20221097899 File Report 2022-01-25 2022-01-25 No data No data
20211086801 File Report 2021-01-26 2021-01-26 No data No data
20201192893 File Report 2020-02-27 2020-02-27 No data No data
20191043901 File Report 2019-01-17 2019-01-17 No data No data
20181111104 File Report 2018-02-05 2018-02-05 No data No data
20171420105 File Report 2017-06-01 2017-06-01 No data No data
20161219280 File Report 2016-03-28 2016-03-28 No data No data
20151221667 File Report 2015-03-30 2015-03-30 No data No data

Related by officers

No related officers

Related by address

640 Plaza Dr Ste 120 Highlands Ranch CO 80129 US

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Date of last update: 13 Jan 2025

Sources: Colorado's Secretary of State

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