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  5. UNITED CAPITAL MARKETS, INC.

UNITED CAPITAL MARKETS, INC.

Company Details

Name: UNITED CAPITAL MARKETS, INC.
Jurisdiction: Colorado
Legal type: Domestic profit corporation
Status: Good Standing
Date of registration: 12 Nov 1996 (28 years ago)
Entity Number: 19961146728
ZIP code: 80108
County: Douglas County
Place of Formation: COLORADO
Principal Address: 78 Comstock Pl Castle Rock CO 80108 US

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
UNITED CAPITAL MARKETS, INC. 401(K) PLAN 2023 841368012 2024-10-01 UNITED CAPITAL MARKETS, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-01
Business code 523900
Sponsor’s telephone number 3032688409
Plan sponsor’s address 5655 S. YOSEMITE, SUITE 490, GREENWOOD VILLAGE, CO, 80111

Signature of
Role Plan administrator
Date 2024-10-01
Name of individual signing JUSTIN RAMIREZ
Valid signature Filed with authorized/valid electronic signature
UNITED CAPITAL MARKETS, INC. 401(K) PLAN 2022 841368012 2023-10-10 UNITED CAPITAL MARKETS, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-01
Business code 523900
Sponsor’s telephone number 3032688409
Plan sponsor’s address 5655 S. YOSEMITE, SUITE 490, GREENWOOD VILLAGE, CO, 80111

Signature of
Role Plan administrator
Date 2023-10-10
Name of individual signing ALEXANDER JACOBSEN
Valid signature Filed with authorized/valid electronic signature
UNITED CAPITAL MARKETS, INC. 401(K) PLAN 2021 841368012 2022-08-15 UNITED CAPITAL MARKETS, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-01
Business code 523900
Sponsor’s telephone number 3032688409
Plan sponsor’s address 5655 S. YOSEMITE, SUITE 490, GREENWOOD VILLAGE, CO, 80111

Signature of
Role Plan administrator
Date 2022-08-15
Name of individual signing ALEXANDER JACOBSEN
Valid signature Filed with authorized/valid electronic signature
UNITED CAPITAL MARKETS, INC. 401(K) PLAN 2020 841368012 2021-09-14 UNITED CAPITAL MARKETS, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-01
Business code 523900
Sponsor’s telephone number 3032688409
Plan sponsor’s address 5655 S YOSEMITE ST # 490, GREENWOOD VILLAGE, CO, 80111

Signature of
Role Plan administrator
Date 2021-09-14
Name of individual signing CINDY BLOCH
Valid signature Filed with authorized/valid electronic signature
UNITED CAPITAL MARKETS, INC. 401(K) PLAN 2019 841368012 2020-07-23 UNITED CAPITAL MARKETS, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-01
Business code 523900
Sponsor’s telephone number 3032688409
Plan sponsor’s address 5655 S YOSEMITE ST # 490, GREENWOOD VILLAGE, CO, 80111

Signature of
Role Plan administrator
Date 2020-07-23
Name of individual signing CINDY BLOCH
Valid signature Filed with authorized/valid electronic signature
UNITED CAPITAL MARKETS, INC. 401(K) PLAN 2018 841368012 2019-07-31 UNITED CAPITAL MARKETS, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-01
Business code 523900
Sponsor’s telephone number 3032688409
Plan sponsor’s address 5655 S YOSEMITE ST # 490, GREENWOOD VILLAGE, CO, 80111

Signature of
Role Plan administrator
Date 2019-07-31
Name of individual signing TAYLOR MATTHEWS
Valid signature Filed with authorized/valid electronic signature
UNITED CAPITAL MARKETS, INC. 401(K) PLAN 2017 841368012 2018-06-13 UNITED CAPITAL MARKETS, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-01
Business code 523900
Sponsor’s telephone number 3032688409
Plan sponsor’s address 5655 S YOSEMITE ST # 490, GREENWOOD VILLAGE, CO, 80111

Signature of
Role Plan administrator
Date 2018-06-13
Name of individual signing DAVID STEPHENS
Valid signature Filed with authorized/valid electronic signature
UNITED CAPITAL MARKETS, INC. 401(K) PLAN 2016 841368012 2017-06-05 UNITED CAPITAL MARKETS, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-01
Business code 523900
Sponsor’s telephone number 3032688409
Plan sponsor’s address 5655 S YOSEMITE ST # 490, GREENWOOD VILLAGE, CO, 80111

Signature of
Role Plan administrator
Date 2017-06-05
Name of individual signing DAVID STEPHENS
Valid signature Filed with authorized/valid electronic signature
UNITED CAPITAL MARKETS, INC. 401(K) PLAN 2012 841368012 2013-06-14 UNITED CAPITAL MARKETS, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-01
Business code 523900
Sponsor’s telephone number 3032688404
Plan sponsor’s mailing address 5445 DTC PARKWAY, SUITE 1160, GREENWOOD VILLAGE, CO, 80111
Plan sponsor’s address 5445 DTC PARKWAY, SUITE 1160, GREENWOOD VILLAGE, CO, 80111

Plan administrator’s name and address
Administrator’s EIN 841368012
Plan administrator’s name UNITED CAPITAL MARKETS, INC.
Plan administrator’s address 5445 DTC PARKWAY, SUITE 1160, GREENWOOD VILLAGE, CO, 80111
Administrator’s telephone number 3032688404

Number of participants as of the end of the plan year
Active participants 5
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 5
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2013-06-14
Name of individual signing BONNIE KITT
Valid signature Filed with authorized/valid electronic signature
UNITED CAPITAL MARKETS, INC. 401(K) PLAN 2011 841368012 2012-06-25 UNITED CAPITAL MARKETS, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-01
Business code 523900
Sponsor’s telephone number 3032688404
Plan sponsor’s address 5445 DTC PARKWAY #1160, GREENWOOD VILLAGE, CO, 80111

Plan administrator’s name and address
Administrator’s EIN 841368012
Plan administrator’s name UNITED CAPITAL MARKETS, INC.
Plan administrator’s address 5445 DTC PARKWAY #1160, GREENWOOD VILLAGE, CO, 80111
Administrator’s telephone number 3032688404

Signature of
Role Plan administrator
Date 2012-06-25
Name of individual signing BONNIE KITT
Valid signature Filed with authorized/valid electronic signature

Transaction History

Transaction ID Type Date Effective date Name Comment
20248126624 File Report 2024-10-23 2024-10-23 No data Principal address changed, Change in registered agent information
20248103046 Statement of Change Changing the Principal Office Address 2024-10-16 2024-10-16 No data Principal address changed;
20238143142 File Report 2023-10-27 2023-10-27 No data Principal address changed
20228092131 Statement of Change Changing the Registered Agent Information 2022-11-04 2022-11-04 No data Registered agent information changed;Removed agent mailing address;
20228088703 File Report 2022-11-03 2022-11-03 No data Principal address changed, Change in registered agent information
20221084130 File Report 2022-01-24 2022-01-24 No data No data
20211284711 File Report 2021-03-24 2021-03-24 No data No data
20191875726 File Report 2019-10-31 2019-10-31 No data No data
20191100763 File Report 2019-02-01 2019-02-01 No data No data
20181097641 File Report 2018-01-31 2018-01-31 No data No data

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 13 Jan 2025

Sources: Colorado's Secretary of State

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