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  5. CAPLAN AND EARNEST LLC

CAPLAN AND EARNEST LLC

Company Details

Name: CAPLAN AND EARNEST LLC
Jurisdiction: Colorado
Legal type: Domestic limited liability company
Status: Good Standing
Date of registration: 01 Jan 1995 (30 years ago)
Entity Number: 19941145922
ZIP code: 80301
County: Boulder County
Place of Formation: COLORADO
Principal Address: 3107 Iris Avenue, Suite 100 Boulder CO 80301 US

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
CAPLAN AND EARNEST, LLC 401(K) PROFIT SHARING PLAN 2023 841291084 2024-06-25 CAPLAN AND EARNEST, LLC 83
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1975-01-01
Business code 541110
Sponsor’s telephone number 3034438010
Plan sponsor’s address 3107 IRIS AVE, STE 100, BOULDER, CO, 80301

Signature of
Role Plan administrator
Date 2024-06-25
Name of individual signing BARBARA GLOGIEWICZ
Valid signature Filed with authorized/valid electronic signature
CAPLAN AND EARNEST, LLC 401(K) PROFIT SHARING PLAN 2022 841291084 2023-05-22 CAPLAN AND EARNEST, LLC 79
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1975-01-01
Business code 541110
Sponsor’s telephone number 3034438010
Plan sponsor’s address 3107 IRIS AVE, STE 100, BOULDER, CO, 80301

Signature of
Role Plan administrator
Date 2023-05-22
Name of individual signing BRAD HENDRICK
Valid signature Filed with authorized/valid electronic signature
CAPLAN AND EARNEST, LLC 401(K) PROFIT SHARING PLAN 2021 841291084 2022-06-21 CAPLAN AND EARNEST, LLC 65
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1975-01-01
Business code 541110
Sponsor’s telephone number 3034438010
Plan sponsor’s address 3107 IRIS AVE, STE 100, BOULDER, CO, 80301

Signature of
Role Plan administrator
Date 2022-06-21
Name of individual signing LYNN BIRD
Valid signature Filed with authorized/valid electronic signature
CAPLAN AND EARNEST, LLC 401(K) PROFIT SHARING PLAN 2020 841291084 2021-06-14 CAPLAN AND EARNEST, LLC 61
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1975-01-01
Business code 541110
Sponsor’s telephone number 3034438010
Plan sponsor’s address 3107 IRIS AVE, STE 100, BOULDER, CO, 80301

Signature of
Role Plan administrator
Date 2021-06-14
Name of individual signing LYNN BIRD
Valid signature Filed with authorized/valid electronic signature
CAPLAN AND EARNEST, LLC 401(K) PROFIT SHARING PLAN 2019 841291084 2020-07-31 CAPLAN AND EARNEST, LLC 59
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1975-01-01
Business code 541110
Sponsor’s telephone number 3034438010
Plan sponsor’s address 3107 IRIS AVE, STE 100, BOULDER, CO, 80301

Signature of
Role Plan administrator
Date 2020-07-31
Name of individual signing LYNN BIRD
Valid signature Filed with authorized/valid electronic signature
CAPLAN AND EARNEST, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2018 841291084 2019-05-08 CAPLAN AND EARNEST, LLC 57
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1987-01-01
Business code 541110
Sponsor’s telephone number 3034438010
Plan sponsor’s address 1800 BROADWAY, SUITE 200, BOULDER, CO, 803025289

Signature of
Role Plan administrator
Date 2019-05-08
Name of individual signing LYNN BIRD
Valid signature Filed with authorized/valid electronic signature
CAPLAN AND EARNEST, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2017 841291084 2018-09-21 CAPLAN AND EARNEST, LLC 52
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1987-01-01
Business code 541110
Sponsor’s telephone number 3034438010
Plan sponsor’s address ONE BOULDER PLAZA, 1800 BROADWAY, SUITE 200, BOULDER, CO, 803025289

Signature of
Role Plan administrator
Date 2018-09-21
Name of individual signing LYNN BIRD
Valid signature Filed with authorized/valid electronic signature
CAPLAN AND EARNEST, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2016 841291084 2017-06-26 CAPLAN AND EARNEST, LLC 51
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1987-01-01
Business code 541110
Sponsor’s telephone number 3034438010
Plan sponsor’s address ONE BOULDER PLAZA, 1800 BROADWAY, SUITE 200, BOULDER, CO, 803025289

Signature of
Role Plan administrator
Date 2017-06-26
Name of individual signing LYNN BIRD
Valid signature Filed with authorized/valid electronic signature
CAPLAN AND EARNEST, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 841291084 2016-06-28 CAPLAN AND EARNEST, LLC 55
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1987-01-01
Business code 541110
Sponsor’s telephone number 3034438010
Plan sponsor’s address 1800 BROADWAY, SUITE 200, BOULDER, CO, 803025289

Signature of
Role Plan administrator
Date 2016-06-28
Name of individual signing LYNN BIRD
Valid signature Filed with authorized/valid electronic signature
CAPLAN AND EARNEST, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2014 841291084 2015-06-05 CAPLAN AND EARNEST, LLC 54
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1987-01-01
Business code 541110
Sponsor’s telephone number 3034438010
Plan sponsor’s address 1800 BROADWAY, SUITE 200, BOULDER, CO, 803025289

Signature of
Role Plan administrator
Date 2015-06-05
Name of individual signing LYNN BIRD
Valid signature Filed with authorized/valid electronic signature

Transaction History

Transaction ID Type Date Effective date Name Comment
20248314551 File Report 2024-12-11 2024-12-11 No data Change in registered agent information
20238337964 File Report 2023-12-26 2023-12-26 No data Change in registered agent information
20228201151 File Report 2022-12-08 2022-12-08 No data Change in registered agent information
20218151925 File Report 2021-12-07 2021-12-07 No data No data
20211033997 File Report 2021-01-12 2021-01-12 No data No data
20201019377 File Report 2020-01-07 2020-01-07 No data No data
20191356749 Statement of Change Changing the Principal Office Address 2019-04-25 2019-04-25 No data Principal address changed;
20191239977 Statement of Change Changing the Registered Agent Information 2019-03-21 2019-03-21 No data Registered agent information changed;
20181966593 File Report 2018-12-12 2018-12-12 No data No data
20181009699 File Report 2018-01-03 2018-01-03 No data No data

Related by officers

No related officers

Related by address

3107 Iris Avenue, Suite 100 Boulder CO 80301 US

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Date of last update: 13 Jan 2025

Sources: Colorado's Secretary of State

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