ICON ADVISERS, INC. 401(K) PLAN AND TRUST
|
2012
|
841166639
|
2013-08-08
|
ICON ADVISERS, INC.
|
70
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1993-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
3037901600
|
Plan sponsor’s
address |
5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO, 80111
|
Signature of
Role |
Plan administrator |
Date |
2013-08-08 |
Name of individual signing |
DEBORAH SCHAUB |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ICON ADVISERS, INC. 401(K) PLAN AND TRUST
|
2011
|
841166639
|
2012-10-08
|
ICON ADVISERS, INC.
|
75
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1993-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
3037901600
|
Plan sponsor’s
address |
5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO, 80111
|
Plan administrator’s name and address
Administrator’s EIN |
841166639 |
Plan administrator’s name |
ICON ADVISERS, INC. |
Plan administrator’s
address |
5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO, 80111 |
Administrator’s telephone number |
3037901600 |
Signature of
Role |
Plan administrator |
Date |
2012-10-08 |
Name of individual signing |
DEBORAH SCHAUB |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ICON ADVISERS, INC. 401(K) PLAN AND TRUST
|
2010
|
841166639
|
2011-07-18
|
ICON ADVISERS, INC.
|
80
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1993-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
3037901600
|
Plan sponsor’s
address |
5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO, 80111
|
Plan administrator’s name and address
Administrator’s EIN |
841166639 |
Plan administrator’s name |
ICON ADVISERS, INC. |
Plan administrator’s
address |
5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO, 80111 |
Administrator’s telephone number |
3037901600 |
Signature of
Role |
Plan administrator |
Date |
2011-07-18 |
Name of individual signing |
DEBORAH SCHAUB |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ICON ADVISERS, INC. 401(K) PLAN AND TRUST
|
2009
|
841166639
|
2010-08-04
|
ICON ADVISERS, INC.
|
112
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1993-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
3037901600
|
Plan sponsor’s
address |
5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO, 80111
|
Plan administrator’s name and address
Administrator’s EIN |
841166639 |
Plan administrator’s name |
ICON ADVISERS, INC. |
Plan administrator’s
address |
5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO, 80111 |
Administrator’s telephone number |
3037901600 |
Signature of
Role |
Plan administrator |
Date |
2010-08-04 |
Name of individual signing |
DEBORAH SCHAUB |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2010-08-04 |
Name of individual signing |
DEBORAH SCHAUB |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
ICON ADVISERS, INC. 401(K) PLAN AND TRUST
|
2009
|
841166639
|
2010-08-04
|
ICON ADVISERS, INC.
|
112
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1993-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
3037901600
|
Plan sponsor’s
address |
5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO, 80111
|
Plan administrator’s name and address
Administrator’s EIN |
841166639 |
Plan administrator’s name |
ICON ADVISERS, INC. |
Plan administrator’s
address |
5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO, 80111 |
Administrator’s telephone number |
3037901600 |
Signature of
Role |
Plan administrator |
Date |
2010-08-04 |
Name of individual signing |
DEBORAH SCHAUB |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2010-08-04 |
Name of individual signing |
DEBORAH SCHAUB |
Valid signature |
Filed with authorized/valid electronic signature |
|
|